Filing Details
- Accession Number:
- 0001209191-11-056014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-15 12:36:07
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-15
- Accepted Time:
- 2011-11-15 12:36:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921183 | Hmn Financial Inc | HMNF | Savings Institution, Federally Chartered (6035) | 411777397 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184971 | J Michael Fogarty | 1016 Civic Center Dr Nw Rochester MN 55901 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-14 | 1,000 | $2.01 | 1,500 | No | 4 | P | Indirect | Michael J. Fogarty Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Michael J. Fogarty Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,000 | Indirect | Michael J. Fogarty IRA/SEP |
Common Stock | 1,000 | Indirect | Joy Fogarty Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to Buy | $16.25 | 2003-04-23 | 2012-04-23 | 3,000 | 3,000 | Direct |
Common Stock | Option to Buy | $16.25 | 2004-04-23 | 2012-04-23 | 3,000 | 6,000 | Direct |
Common Stock | Option to Buy | $16.25 | 2005-04-23 | 2012-04-23 | 3,000 | 9,000 | Direct |
Common Stock | Option to Buy | $16.25 | 2006-04-23 | 2012-04-23 | 3,000 | 12,000 | Direct |
Common Stock | Option to Buy | $16.25 | 2007-04-23 | 2012-04-23 | 3,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-04-23 | 3,000 | 3,000 | Direct |
2012-04-23 | 3,000 | 6,000 | Direct |
2012-04-23 | 3,000 | 9,000 | Direct |
2012-04-23 | 3,000 | 12,000 | Direct |
2012-04-23 | 3,000 | 15,000 | Direct |
Footnotes
- Purchase of 500 shares not previously reported. Adding 2000 shares that were incorrectly designated as Michael J Fogarty Trust in prior filings (4/24/2009 1000 shares, 5/7/2010 506 shares, and 5/18/2010 494 shares)and deducting 500 shares that were transferred to the Michael J Fogarty Trust on 3/31/2009 as a required distribution. Filing of this report is deemed to amend reports filed since the earliest referenced date of 7/11/2008 and subsequent filings.
- Previously unreported transaction. 3400 share balance reflects a running balance prior to the 3/4/2009 transaction. Filing of this report is deemed to amend reports filed since the earliest referenced date of 3/4/2009 and subsequent filings.
- Previously unreported transaction. Balance of 500 shares also reflects deduction of 2000 shares that were incorrectly allocated to the Michael J Fogarty Trust. They are now reflected in the balance of the Michael J Fogarty IRA/SEP (4/24/2009 1000 shares, 5/7/2010 506 shares, and 5/18/2010 494 shares). Balance also reflects the transfer of 500 shares to the Michael J Fogarty Trust as a required distribution from the Michael J Fogarty IRA/SEP. Filing of this report is deemed to amend reports filed since the earliest referenced date of 3/5/2009 and subsequent filings.