Filing Details
- Accession Number:
- 0001489033-11-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-15 09:25:53
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-15
- Accepted Time:
- 2011-11-15 09:25:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719731 | Heritage Bankshares Inc | HBKS | State Commercial Banks (6022) | 541234320 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1326622 | L David Kaufman | Envest Llc 2101 Parks Avenue Virginia Beach VA 23451 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-14 | 11,259 | $12.00 | 62,500 | No | 4 | P | Indirect | Owned by Trust U/W/O Fannie Broh |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Owned by Trust U/W/O Fannie Broh |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 41,183 | Direct | |
Common Stock | 1,000 | Indirect | Owned by Reporting Person's Spouse |
Common Stock | 2,000 | Indirect | Owned by Reporting Person's Two Children (1,000 shares each) |
Footnotes
- The number of shares held by the Trust U/W/O Fannie Broh has been adjusted from previous Form 4 filings, which inadvertently misreported certain shares held by the Trust as shares held directly by the Reporting Person (the aggregate number of shares held was at all times correctly reported.)
- The Reporting Person is a trustee of the trust, and a member of the Reporting Person's immediate family holds a remainder interest in the trust to which the Reporting Person will succeed in part. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The number of shares held by the Reporting Person has been adjusted from previous Form 4 filings, which inadvertently misreported certain shares held by the Trust U/W/O Fannie Broh as shares held directly by the Reporting Person (the aggregate number of shares held was at all times correctly reported.)