Filing Details
- Accession Number:
- 0001144204-11-064793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-15 06:28:51
- Reporting Period:
- 2011-11-11
- Filing Date:
- 2011-11-15
- Accepted Time:
- 2011-11-15 06:28:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130385 | Foster Wheeler Ag | FWLT | Heavy Construction Other Than Bldg Const - Contractors (1600) | 223802649 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1396415 | Kent J Masters | C/O Foster Wheeler Inc. 53 Frontage Rd Hampton NJ 08827 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Registered Shared | Acquisiton | 2011-11-11 | 72,922 | $0.00 | 72,922 | No | 4 | M | Direct | |
Common Registered Shared | Disposition | 2011-11-14 | 33,316 | $20.15 | 39,606 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Registered Shares | Employee Stock Option (Right to Buy) | Acquisiton | 2011-11-11 | 141,046 | $0.00 | 141,046 | $20.57 |
Common Registered Shares | Restricted Stock Units (Right to Acquire) | Acquisiton | 2011-11-11 | 83,616 | $0.00 | 83,616 | $0.00 |
Common Registered Shares | Restricted Stock Units (Right to Acquire) | Acquisiton | 2011-11-11 | 218,765 | $0.00 | 218,765 | $0.00 |
Common Registered Shares | Restricted Stock Units (Right to Acquire) | Disposition | 2011-11-11 | 72,922 | $0.00 | 72,922 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
141,046 | 2012-09-30 | 2018-11-11 | No | 4 | A | Direct |
83,616 | 2012-09-30 | 2014-09-30 | No | 4 | A | Direct |
218,765 | 2011-11-11 | 2013-09-30 | No | 4 | A | Direct |
145,843 | 2011-11-11 | 2013-09-30 | No | 4 | M | Direct |
Footnotes
- This weighted average price reflects trades in multiple transactions ranging from $19.995 per share to $20.40 per share, inclusive. Full information regarding the number of shares sold at each separate price within the range noted above will be provided upon request to the SEC staff, the issuer, or any security holder of the issuer.
- Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan and pursuant to an employment agreement dated July 21, 2011. Options vest as to one-third of the shares on September 30, 2012, one-third of the shares on September 30, 2013, and the remaining one-third of the shares on September 30, 2014.
- Not applicable
- 1-for-1
- Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan and pursuant to an employment agreement dated July 21, 2011. The restricted stock units vest as to one-third of the shares on September 30, 2012, one-third of the shares on September 30, 2013, and the remaining one-third of the shares on September 30, 2014. Upon vesting, registered shares will be issued on a one-for-one basis.
- Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan as a sign-on equity grant pursuant to an employment agreement dated July 21, 2011, as modified by the Board of Directors on November 1, 2011 (as described in a Form 8-K dated November 7, 2011.) The restricted stock units vest as to one-third of the shares immediately on the grant date, one-third of the shares on September 30, 2012, and the remaining one-third of the shares on September 30, 2013. Upon vesting, registered shares will be issued on a one-for-one basis.