Filing Details

Accession Number:
0001144204-11-064793
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-15 06:28:51
Reporting Period:
2011-11-11
Filing Date:
2011-11-15
Accepted Time:
2011-11-15 06:28:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130385 Foster Wheeler Ag FWLT Heavy Construction Other Than Bldg Const - Contractors (1600) 223802649
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1396415 Kent J Masters C/O Foster Wheeler Inc.
53 Frontage Rd
Hampton NJ 08827
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Registered Shared Acquisiton 2011-11-11 72,922 $0.00 72,922 No 4 M Direct
Common Registered Shared Disposition 2011-11-14 33,316 $20.15 39,606 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Registered Shares Employee Stock Option (Right to Buy) Acquisiton 2011-11-11 141,046 $0.00 141,046 $20.57
Common Registered Shares Restricted Stock Units (Right to Acquire) Acquisiton 2011-11-11 83,616 $0.00 83,616 $0.00
Common Registered Shares Restricted Stock Units (Right to Acquire) Acquisiton 2011-11-11 218,765 $0.00 218,765 $0.00
Common Registered Shares Restricted Stock Units (Right to Acquire) Disposition 2011-11-11 72,922 $0.00 72,922 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
141,046 2012-09-30 2018-11-11 No 4 A Direct
83,616 2012-09-30 2014-09-30 No 4 A Direct
218,765 2011-11-11 2013-09-30 No 4 A Direct
145,843 2011-11-11 2013-09-30 No 4 M Direct
Footnotes
  1. This weighted average price reflects trades in multiple transactions ranging from $19.995 per share to $20.40 per share, inclusive. Full information regarding the number of shares sold at each separate price within the range noted above will be provided upon request to the SEC staff, the issuer, or any security holder of the issuer.
  2. Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan and pursuant to an employment agreement dated July 21, 2011. Options vest as to one-third of the shares on September 30, 2012, one-third of the shares on September 30, 2013, and the remaining one-third of the shares on September 30, 2014.
  3. Not applicable
  4. 1-for-1
  5. Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan and pursuant to an employment agreement dated July 21, 2011. The restricted stock units vest as to one-third of the shares on September 30, 2012, one-third of the shares on September 30, 2013, and the remaining one-third of the shares on September 30, 2014. Upon vesting, registered shares will be issued on a one-for-one basis.
  6. Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan as a sign-on equity grant pursuant to an employment agreement dated July 21, 2011, as modified by the Board of Directors on November 1, 2011 (as described in a Form 8-K dated November 7, 2011.) The restricted stock units vest as to one-third of the shares immediately on the grant date, one-third of the shares on September 30, 2012, and the remaining one-third of the shares on September 30, 2013. Upon vesting, registered shares will be issued on a one-for-one basis.