Filing Details
- Accession Number:
- 0001209191-11-055952
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-14 21:21:32
- Reporting Period:
- 2011-11-09
- Filing Date:
- 2011-11-14
- Accepted Time:
- 2011-11-14 21:21:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
107681 | Winn Dixie Stores Inc | WINN | Retail-Grocery Stores (5411) | 590514290 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1260972 | Bennett Nussbaum | C/O Winn-Dixie Stores, Inc. 5050 Edgewood Ct. Jacksonville FL 32254 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-09 | 12,564 | $0.00 | 83,712 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2011-11-10 | 3,701 | $0.00 | 87,413 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-11-11 | 4,097 | $6.67 | 83,316 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option | Acquisiton | 2010-11-10 | 27,412 | $0.00 | 27,412 | $7.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
27,412 | 2017-11-10 | No | 4 | A | Direct |
Footnotes
- 1Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2012 Equity Incentive Plan. The RSUs become vested, and certificates for shares of common stock become deliverable, in three annual installments beginning on the first anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Winn-Dixie Stores, Inc. common stock.
- Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2010 Equity Incentive Plan that were subject to achievement of certain performance criteria determined as to 1/3 of the award each year beginning with the first year after grant. The aggregate performance RSU's were originally awarded on November 10, 2010. The first year performance criteria were met on November 10, 2011 and the RSU's vested as to 1/3 of the original award. Each RSU represents a right to receive one share of Winn-Dixie Stores, Inc. common stock.
- Shares sold to satisfy tax withholding obligations that became due upon the vesting of RSU's.
- The amount of securities owned balance includes 39,136 RSUs for which stock certificates will be issued upon vesting.
- The Option shall vest in equal annual installments over 3 years beginning with the first anniversary of the date of grant.