Filing Details

Accession Number:
0001209191-11-055939
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-14 21:08:13
Reporting Period:
2011-11-09
Filing Date:
2011-11-14
Accepted Time:
2011-11-14 21:08:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
107681 Winn Dixie Stores Inc WINN Retail-Grocery Stores (5411) 590514290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221868 B Laurence Appel 5050 Edgewood Ct
Jacksonville FL 32254
Svp, Retail Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-09 10,280 $0.00 76,729 No 4 A Direct
Common Stock Acquisiton 2011-11-10 3,701 $0.00 80,430 No 4 A Direct
Common Stock Disposition 2011-11-11 2,282 $6.52 78,148 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Acquisiton 2011-11-09 19,038 $0.00 19,038 $6.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,038 2018-11-09 No 4 A Direct
Footnotes
  1. Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2012 Equity Incentive Plan. The RSUs become vested, and certificates for shares of common stock become deliverable, in three annual installments beginning on the first anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Winn-Dixie Stores, Inc. common stock.
  2. Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2010 Equity Incentive Plan that were subject to achievement of certain performance criteria determined as to 1/3 of the award each year beginning with the first year after grant. The aggregate performance RSU's were originally awarded on November 10, 2010. The first year performance criteria were met on November 10, 2011 and the RSU's vested as to 1/3 of the original award. Each RSU represents a right to receive one share of Winn-Dixie Stores, Inc. common stock.
  3. Shares sold to satisfy tax withholding obligations that became due upon the vesting of RSU's.
  4. The amount of securities owned balance includes 33,589 RSUs for which stock certificates will be issued upon vesting.
  5. The Option shall vest in equal annual installments over 3 years beginning with the first anniversary of the date of grant.