Filing Details
- Accession Number:
- 0001140361-11-053574
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-14 19:44:30
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-14
- Accepted Time:
- 2011-11-14 19:44:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410087 | Sound Financial Inc. | SNFL | Savings Institution, Federally Chartered (6035) | 260776123 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1410549 | Debra Jones | C/O Sound Community Bank 2005 5Th Ave - Suite 200 Seattle WA 98121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-10 | 2,000 | $6.75 | 12,476 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $7.35 | 2019-01-27 | 1,857 | 1,857 | Direct | |
Common Stock | Stock Option (Right to Buy) | $8.50 | 2019-01-27 | 1,857 | 1,857 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-01-27 | 1,857 | 1,857 | Direct |
2019-01-27 | 1,857 | 1,857 | Direct |
Footnotes
- The options vest in 5 equal annual installments beginning on January 27, 2010.