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Home > Insider Trading > Filing (0001140361-11-053572)

Filing Details

Accession Number:: 0001140361-11-053572
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-11-14 19:41:44
Reporting Period:: 2011-11-14

Filing Date:: 2011-11-14
Accepted Time:: 2011-11-14 19:41:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1410087	Sound Financial Inc.	SNFL	Savings Institution, Federally Chartered (6035)	260776123

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1410557	P Matthew Deines	C/O Sound Community Bank 2005 5Th Ave - Suite 200 Seattle WA 98121	Evp / Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-11-10	2,000	$6.75	10,100	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	200	Indirect	By UTMA for sons
Common Stock	10,885	Indirect	By 401(k)
Common Stock	1,969	Indirect	ESOP

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$7.35		2019-01-27	8,300	8,300	Direct
Common Stock	Stock Option (Right to Buy)	$8.50		2019-01-27	8,300	8,300	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-01-27	8,300	8,300	Direct
2019-01-27	8,300	8,300	Direct

Footnotes

The options vest in 5 equal annual installments beginning on January 27, 2010.