Filing Details
- Accession Number:
- 0001209191-11-055917
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-14 19:25:08
- Reporting Period:
- 2011-11-11
- Filing Date:
- 2011-11-14
- Accepted Time:
- 2011-11-14 19:25:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258989 | Deborah Kerr | 901 Marquette Avenue Suite 3200 Minneapolis MN 55402 | Evp & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-11 | 5,625 | $24.45 | 13,659 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-11 | 13,126 | $20.31 | 26,785 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-11 | 41,226 | $13.22 | 68,011 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-11 | 1,382 | $35.41 | 66,629 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-11 | 13,126 | $35.41 | 53,503 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-11 | 41,226 | $35.41 | 12,277 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-11-11 | 5,625 | $0.00 | 5,625 | $24.45 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-11-11 | 13,126 | $0.00 | 13,126 | $20.31 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-11-11 | 41,226 | $0.00 | 41,226 | $13.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,875 | 2011-07-23 | 2017-07-22 | No | 4 | M | Direct |
| 39,375 | 2010-12-18 | 2016-12-17 | No | 4 | M | Direct |
| 73,124 | 2010-02-02 | 2016-02-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $34.90 to $35.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- 6,143 of these shares are held by The Kerr Trust dtd 10/01/2007 Alan L. Kerr TTEE Deborah L. Kerr TTEE.
- This option vests in four equal annual installments commencing on this date.
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