Filing Details

Accession Number:
0001127602-11-029482
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-14 17:58:36
Reporting Period:
2011-11-14
Filing Date:
2011-11-14
Accepted Time:
2011-11-14 17:58:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893739 Harris & Harris Group Inc TINY Investors, Nec (6799) 133119827
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1393107 P Richard Shanley 1450 Broadway
24Th Floor
New York NY 10018
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-14 1,476 $3.83 28,463 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 purchase plan.
  2. Shares were purchased for an average price of $3.8303 with share prices ranging from $3.76 to $3.85. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the SEC staff, the issuer, or a security holder of the issuer.