Filing Details
- Accession Number:
- 0001127602-11-029470
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-14 17:21:53
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-14
- Accepted Time:
- 2011-11-14 17:21:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
893739 | Harris & Harris Group Inc | TINY | Investors, Nec (6799) | 133119827 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223002 | W Bruce Shewmaker | 1450 Broadway New York NY 10018 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-14 | 770 | $3.82 | 2,770 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 purchase plan.
- Shares were purchased for an average price of $3.8174 with share prices ranging from $3.79 to $3.82. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the SEC staff, the issuer, or a security holder of the issuer.