Filing Details

Accession Number:
0001140361-11-053508
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-14 17:21:41
Reporting Period:
2011-11-10
Filing Date:
2011-11-14
Accepted Time:
2011-11-14 17:21:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1476246 Tropicana Entertainment Inc. TROP Hotels & Motels (7011) 270540158
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
921669 C Carl Icahn C/O Icahn Associates Corp.
767 Fifth Ave., Suite 4700
New York NY 10153
Yes No Yes No
1034563 L.p. Holdings Enterprises Icahn 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
1080113 Beckton Corp 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
1257324 Icahn Enterprises G.p. Inc. 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share ("Shares") Acquisiton 2011-11-10 250,000 $14.30 16,470,550 No 4 P Indirect please see footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect please see footnotes
Footnotes
  1. Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings")directly beneficially owns 16,470,550 Shares.
  2. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings.
  3. Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by Icahn Enterprises Holdings.
  4. Each of Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Enterprises Holdings owns. Each of Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.