Filing Details

Accession Number:
0001209191-11-055779
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-14 16:43:51
Reporting Period:
2011-11-11
Filing Date:
2011-11-14
Accepted Time:
2011-11-14 16:43:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000209 Medallion Financial Corp TAXI Finance Services (6199) 043291176
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228452 L David Rudnick C/O Medallion Financial Corp.
437 Madison Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-11 6,000 $7.49 16,424 No 4 M Direct
Common Stock Disposition 2011-11-11 480 $11.67 15,944 No 4 S Direct
Common Stock Disposition 2011-11-11 120 $11.68 15,824 No 4 S Direct
Common Stock Disposition 2011-11-11 100 $11.70 15,724 No 4 S Direct
Common Stock Disposition 2011-11-11 2,033 $11.70 13,691 No 4 S Direct
Common Stock Disposition 2011-11-11 1,000 $11.71 12,691 No 4 S Direct
Common Stock Disposition 2011-11-11 357 $11.72 12,334 No 4 S Direct
Common Stock Disposition 2011-11-11 300 $11.73 12,034 No 4 S Direct
Common Stock Disposition 2011-11-11 100 $11.73 11,934 No 4 S Direct
Common Stock Disposition 2011-11-11 700 $11.73 11,234 No 4 S Direct
Common Stock Disposition 2011-11-11 100 $11.74 11,134 No 4 S Direct
Common Stock Disposition 2011-11-11 607 $11.75 10,527 No 4 S Direct
Common Stock Disposition 2011-11-11 103 $11.76 10,424 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock (right to buy) Disposition 2011-11-11 6,000 $0.00 6,000 $7.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,000 2019-06-05 No 4 M Direct
Footnotes
  1. Pursuant to the terms of Medallion Financial Corp.'s 2006 Non-Employee Director Stock Option Plan, one-third of the options vested on the date of the 2010 annual meeting of stockholders, one-third of the options vested on the date of the 2011 annual meeting of stockholders and the balance vests on the date of the 2012 annual meeting of stockholders.