Filing Details
- Accession Number:
- 0001209191-11-055779
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-14 16:43:51
- Reporting Period:
- 2011-11-11
- Filing Date:
- 2011-11-14
- Accepted Time:
- 2011-11-14 16:43:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000209 | Medallion Financial Corp | TAXI | Finance Services (6199) | 043291176 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228452 | L David Rudnick | C/O Medallion Financial Corp. 437 Madison Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-11 | 6,000 | $7.49 | 16,424 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-11 | 480 | $11.67 | 15,944 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-11 | 120 | $11.68 | 15,824 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-11 | 100 | $11.70 | 15,724 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-11 | 2,033 | $11.70 | 13,691 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-11 | 1,000 | $11.71 | 12,691 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-11 | 357 | $11.72 | 12,334 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-11 | 300 | $11.73 | 12,034 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-11 | 100 | $11.73 | 11,934 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-11 | 700 | $11.73 | 11,234 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-11 | 100 | $11.74 | 11,134 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-11 | 607 | $11.75 | 10,527 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-11 | 103 | $11.76 | 10,424 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock (right to buy) | Disposition | 2011-11-11 | 6,000 | $0.00 | 6,000 | $7.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,000 | 2019-06-05 | No | 4 | M | Direct |
Footnotes
- Pursuant to the terms of Medallion Financial Corp.'s 2006 Non-Employee Director Stock Option Plan, one-third of the options vested on the date of the 2010 annual meeting of stockholders, one-third of the options vested on the date of the 2011 annual meeting of stockholders and the balance vests on the date of the 2012 annual meeting of stockholders.