Filing Details
- Accession Number:
- 0001480248-11-000158
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-14 16:17:42
- Reporting Period:
- 2011-11-10
- Filing Date:
- 2011-11-14
- Accepted Time:
- 2011-11-14 16:17:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454514 | C David Gray | Gt Advanced Technologies Inc. 20 Trafalgar Square Nashua NH 03063 | Vp-Strategic Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2011-11-10 | 21,139 | $0.00 | 63,720 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-11-10 | 6,711 | $7.80 | 57,009 | No | 4 | F | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-11-11 | 10,820 | $8.11 | 46,189 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Restricted Stock Unit | Disposition | 2011-11-10 | 21,139 | $0.00 | 21,139 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
63,416 | No | 4 | M | Direct |
Footnotes
- These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on November 10, 2011.
- Sale of these shares was made by Mr. Gray pursuant to a Rule 10b5-1 plan adopted on May 26, 2011.
- Each restricted stock unit represents the right to receive one share of common stock of GT Advanced Technologies Inc., subject to the reporting person's continued employment with GT Advanced Technologies Inc.
- The restricted stock units vest in four equal installments beginning November 10, 2011. Shares of common stock are delivered to the reporting person on vesting.