Filing Details
- Accession Number:
- 0001179110-11-015110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-14 15:54:39
- Reporting Period:
- 2011-11-09
- Filing Date:
- 2011-11-14
- Accepted Time:
- 2011-11-14 15:54:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1063761 | Simon Property Group Inc | SPG | Real Estate Investment Trusts (6798) | 046268599 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235745 | Herbert Simon | 225 W. Washington Street Indianapolis IN 46204 | Chairman Emeritus Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-11-09 | 70,017 | $128.12 | 1,487,974 | No | 4 | S | Indirect | By the Herbert Simon Revocable Trust |
Common Stock | Disposition | 2011-11-11 | 51,807 | $128.05 | 1,436,167 | No | 4 | S | Indirect | By the Herbert Simon Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By the Herbert Simon Revocable Trust |
No | 4 | S | Indirect | By the Herbert Simon Revocable Trust |
Footnotes
- The reporting person is the trustee of the Herbert Simon Revocable Trust (the "Trust"), who disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- 23,553 of the shares sold were held by MH Holdings, Inc. ("MH"). The Trust is the 100% owner of MH. The balance of the shares sold were owned by the Trust.
- All 51,807 shares were sold by the Trust.
- Total number of shares includes: a. 232,680 shares owned by the the Trust. b. 30.94% of the shares held by Melvin Simon & Associates, Inc., ("MSA"), or 167,167 shares. The Trust owns 30.94% of MSA. c. 30.94% of the shares held by Voting Trust formed pursuant to a Second Amended and Restated Voting Trust Agreement, Voting Agreement and Proxy entered into as of March 1, 2004 between Melvin Simon & Associates, Inc., an Indiana corporation and Melvin Simon, Herbert Simon and David Simon ("Voting Trust"), or 1,036,320 shares. The Trust owns 30.94% of the economic interest of the Voting Trust. Does not include shares that may be issued upon the exchange of units of partnership interest in Simon Property Group, L.P. ("Units"). Units held by limited partners are exchangeable either for shares of Common (on a one-to-one basis) or for cash.