Filing Details
- Accession Number:
- 0001140361-11-053143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-14 12:03:49
- Reporting Period:
- 2011-11-09
- Filing Date:
- 2011-11-14
- Accepted Time:
- 2011-11-14 12:03:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412109 | Kaiser Federal Financial Group Inc. | KFFG | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1448972 | J Michael Sacher | 1359 N. Grand Ave. Covina CA 91724 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-09 | 377 | $11.75 | 4,752 | No | 4 | P | Indirect | By Living Trust |
| Common Stock | Acquisiton | 2011-11-10 | 323 | $11.75 | 5,075 | No | 4 | P | Indirect | By Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Living Trust |
| No | 4 | P | Indirect | By Living Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,597 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $10.84 | 2010-01-30 | 2019-01-30 | 7,194 | 7,194 | Direct |
| Common Stock | Stock Options | $11.72 | 2009-11-16 | 2018-11-16 | 7,194 | 7,194 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-01-30 | 7,194 | 7,194 | Direct |
| 2018-11-16 | 7,194 | 7,194 | Direct |
Footnotes
- Includes shares of restricted stock that vest at a rate of 20% per year commencing on November 16, 2009
- Stock options vest at a rate of 20% per year over a period ending on January 30, 2014.
- Stock options vest at a rate of 20% per year over a period ending on November 16, 2013.
Billionaire Hedge Funds
