Filing Details
- Accession Number:
- 0001181431-11-055906
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-14 11:57:10
- Reporting Period:
- 2011-11-11
- Filing Date:
- 2011-11-14
- Accepted Time:
- 2011-11-14 11:57:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209846 | R David Stern | 5918 Stoneridge Mall Road Pleasanton CA 94588-3229 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-11 | 20,000 | $18.28 | 47,388 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-11 | 20,000 | $19.86 | 27,388 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-11 | 20,000 | $0.00 | 20,000 | $18.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,000 | 2019-03-02 | No | 4 | M | Direct |
Footnotes
- The price of $19.86 per share represents a weighted average of sales prices ranging from $19.85 to $19.88 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option becomes exercisable in successive annual increments of 20% of the original number of shares subject to the option, beginning on the first anniversary of the grant date. The option will become fully exercisable on 3/2/2014.