Filing Details

Accession Number:
0001209191-11-055627
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-14 11:44:01
Reporting Period:
2011-11-10
Filing Date:
2011-11-14
Accepted Time:
2011-11-14 11:44:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1513363 Fidus Investment Corp FDUS () 275017321
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531743 Jr. L. Raymond Anstiss C/O Fidus Investment Corporation
1603 Orrington Avenue, Suite 820
Evanston IL 60201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-10 1,000 $12.26 1,510 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,333 Indirect By Anstiss & Co., P.C. 401(k) Profit Sharing Trust
Common Stock 750 Indirect By Son
Common Stock 750 Indirect By Daughter