Filing Details
- Accession Number:
- 0001181431-11-055885
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-14 10:08:50
- Reporting Period:
- 2011-11-09
- Filing Date:
- 2011-11-14
- Accepted Time:
- 2011-11-14 10:08:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
903129 | Amerigon Inc | ARGN | Motor Vehicle Parts & Accessories (3714) | 954318554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1305741 | G Barry Steele | 21680 Haggerty Road Suite 101 Northville MI 48167 | Cfo/Vp Finance/Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-09 | 33,333 | $2.62 | 55,534 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-09 | 33,333 | $14.85 | 22,201 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Disposition | 2011-11-09 | 33,333 | $0.00 | 33,333 | $2.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,667 | 2011-03-11 | 2019-03-11 | No | 4 | M | Direct |
Footnotes
- This amount represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 75,667 non-contingent Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).