Filing Details
- Accession Number:
- 0001181431-11-055873
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-14 09:37:55
- Reporting Period:
- 2011-11-10
- Filing Date:
- 2011-11-14
- Accepted Time:
- 2011-11-14 09:37:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6176 | Ampco Pittsburgh Corp | AP | Pumps & Pumping Equipment (3561) | 251117717 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190956 | G Ernest Siddons | 600 Grant Street 4600 Usx Tower Pittsburgh PA 15219 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-11-10 | 2,000 | $19.49 | 4,833 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,833 | Direct | |
| Common Stock | 993 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options | $37.89 | 2018-09-04 | 35,000 | 35,000 | Direct | |
| Common Stock | Non-Qualified Stock Options | $13.37 | 2019-02-19 | 11,668 | 11,668 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-09-04 | 35,000 | 35,000 | Direct |
| 2019-02-19 | 11,668 | 11,668 | Direct |
Footnotes
- Joint w/spouse.
- Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.49 to $19.68, inclusive. The reporting person undertakes to provide to Ampco-Pittsburgh Corporation (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Billionaire Hedge Funds
