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Filing Details

Accession Number:: 0000049071-11-000176
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-11-14 09:37:28
Reporting Period:: 2011-11-09

Filing Date:: 2011-11-14
Accepted Time:: 2011-11-14 09:37:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1083933	J Bruce Goodman	Humana Inc. 500 West Main Street Louisville KY 40202	Sr. Vp	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2011-11-09	20,000	$53.96	49,280	No	4	M	Direct
Humana Common	Disposition	2011-11-09	5,000	$87.00	44,280	No	4	S	Direct
Humana Common	Disposition	2011-11-09	5,000	$86.81	39,280	No	4	S	Direct
Humana Common	Disposition	2011-11-09	5,000	$86.82	34,280	No	4	S	Direct
Humana Common	Disposition	2011-11-09	5,000	$86.95	29,280	No	4	S	Direct
Humana Common	Acquisiton	2011-11-10	50	$53.96	29,330	No	4	M	Direct
Humana Common	Disposition	2011-11-10	50	$87.13	29,280	No	4	S	Direct
Humana Common	Disposition	2011-11-10	1,000	$86.38	28,280	No	4	S	Direct
Humana Common	Acquisiton	2011-11-11	15,404	$53.96	43,684	No	4	M	Direct
Humana Common	Acquisiton	2011-11-11	13,544	$62.10	57,228	No	4	M	Direct
Humana Common	Disposition	2011-11-11	28,948	$87.92	28,280	No	4	S	Direct
Humana Common	Disposition	2011-11-11	5,000	$87.65	23,280	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2011-11-09	20,000	$53.96	20,000	$53.96
Humana Common	Options	Disposition	2011-11-10	50	$53.96	50	$53.96
Humana Common	Options	Disposition	2011-11-11	15,404	$53.96	15,404	$53.96
Humana Common	Options	Disposition	2011-11-11	13,544	$62.10	13,544	$62.10

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
15,454	2013-02-23	No	4	M	Direct
15,404	2013-02-23	No	4	M	Direct
0	2013-02-23	No	4	M	Direct
22,908	2014-02-22	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	128	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$69.48	2015-02-21	39,597	39,597	Direct
Humana Common	Options	$41.83	2016-02-19	19,351	19,351	Direct
Humana Common	Options	$46.40	2017-02-18	17,311	17,311	Direct
Humana Common	Options	$61.18	2018-02-17	15,178	15,178	Direct
Humana Common	Restricted Stock Units	$0.00		3,432	3,432	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-02-21	39,597	39,597	Direct
2016-02-19	19,351	19,351	Direct
2017-02-18	17,311	17,311	Direct
2018-02-17	15,178	15,178	Direct
	3,432	3,432	Direct

Footnotes

Stock units held for the benefit of reporting person as of October 31, 2011 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 2/23/06, NQ options vesting in three increments from 2/23/07 to 2/23/09, and ISO's vesting on 2/23/09.
Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
The shares sold in multiple lots ranging from $87.51 to $88.15. The weighted average sale price was $87.9231