Filing Details
- Accession Number:
- 0001144204-11-063496
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-14 08:32:49
- Reporting Period:
- 2011-11-10
- Filing Date:
- 2011-11-14
- Accepted Time:
- 2011-11-14 08:32:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
876883 | Mdc Partners Inc | MDCA | Services-Advertising Agencies (7311) | 980364441 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
928142 | Robert Kamerschen | C/O Mdc Partners Inc. 745 Fifth Avenue New York NY 10151 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Acquisiton | 2011-11-10 | 2,100 | $13.99 | 300,559 | No | 4 | P | Direct | |
Class A Shares | Acquisiton | 2011-11-11 | 2,900 | $14.07 | 303,459 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Shares | 298,459 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Shares | Stock Options | $8.95 | 2006-04-28 | 2016-04-28 | 5,000 | 5,000 | Direct |
Class A Shares | SARs | $3.72 | 2010-03-10 | 2014-03-09 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-04-28 | 5,000 | 5,000 | Direct |
2014-03-09 | 10,000 | 10,000 | Direct |
Footnotes
- Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.
- Each price reported in column 4 is a weighted average price of open market purchases. These shares were purchased in multiple transactions at prices ranging from $13.98 to $14.00 (on 11/10/2011) and $14.00 to $14.15 (on 11/11/2011), inclusive. The reporting person undertakes to provide to MDC Partners Inc., any security holder of MDC Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Stock Options (previously granted on April 28, 2006) expire ten (10) years from the grant date.
- The Stock Appreciation Rights ("SARs") granted on March 10, 2009 vest over three (3) years from the grant date: 33% vested on the first anniversary of the grant date, 33% vested on the second anniversary of the grant date, and 34% vest on the third anniversary of the grant date, and all such SARs expire five (5) years from the grant date. These SARs may be settled in cash or stock, at the discretion of the Issuer.