Filing Details
- Accession Number:
- 0001181431-11-055849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-10 20:29:16
- Reporting Period:
- 2011-11-08
- Filing Date:
- 2011-11-10
- Accepted Time:
- 2011-11-10 20:29:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1117106 | Netsuite Inc | N | Services-Prepackaged Software (7372) | 943310471 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456221 | Burr James Ramsey | C/O Netsuite Inc. 2955 Campus Drive, Suite 100 San Mateo CA 94403 | Svp Worldwide Sales & Distrib. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-08 | 50 | $1.00 | 108,997 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-08 | 2,039 | $5.00 | 111,036 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-08 | 41,267 | $10.62 | 152,303 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-08 | 26,644 | $12.40 | 178,947 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-08 | 26,800 | $39.49 | 152,147 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-08 | 43,200 | $40.32 | 108,947 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-08 | 50 | $0.00 | 50 | $1.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-08 | 2,039 | $0.00 | 2,039 | $5.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-08 | 26,644 | $0.00 | 26,644 | $12.40 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-08 | 20,304 | $0.00 | 20,304 | $10.62 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-08 | 5,400 | $0.00 | 5,400 | $10.62 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-08 | 15,563 | $0.00 | 15,563 | $10.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,038 | 2015-05-17 | No | 4 | M | Direct | |
| 21,398 | 2015-12-30 | No | 4 | M | Direct | |
| 10,856 | 2017-06-28 | No | 4 | M | Direct | |
| 2,256 | 2017-12-19 | No | 4 | M | Direct | |
| 600 | 2017-12-19 | No | 4 | M | Direct | |
| 5,187 | 2018-08-19 | No | 4 | M | Direct |
Footnotes
- The sale price reported in column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $38.94 to $39.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported in column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $39.95 to $40.74 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This option is fully vested.
- This option is subject to an early exercise provision and is immediately exercisable. One ninety-sixth of the original shares subject to this option vested on January 30, 2006 and one ninety-sixth of the shares vest monthly thereafter.
- The original shares subject to this option vest in ten equal quarterly installments beginning on August 20, 2009.
- The original shares subject to this option vest in twelve equal quarterly installments beginning on August 20, 2009.
- On June 19, 2009, the Issuer cancelled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on December 12, 2007. Each exchanged option to purchase one share of common stock was replaced with a new option to purchase a number of shares of common stock equal to the number of options exchanged multiplied by 0.88 which represents an exchange ratio based on the exercise price of the exchanged option, subject to rounding.
- On June 19, 2009, the Issuer cancelled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on December 19, 2007. Each exchanged option to purchase one share of common stock was replaced with a new option to purchase a number of shares of common stock equal to the number of options exchanged multiplied by 0.64 which represents an exchange ratio based on the exercise price of the exchanged option, subject to rounding.
- On June 19, 2009, the Issuer cancelled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on August 15, 2008. Each exchanged option to purchase one share of common stock was replaced with a new option to purchase a number of shares of common stock equal to the number of options exchanged multiplied by 0.83 which represents an exchange ratio based on the exercise price of the exchanged option, subject to rounding.
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