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Home > Insider Trading > Filing (0001108426-11-000087)

Filing Details

Accession Number:: 0001108426-11-000087
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-11-10 18:09:38
Reporting Period:: 2011-11-09

Filing Date:: 2011-11-10
Accepted Time:: 2011-11-10 18:09:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1108426	Pnm Resources Inc	PNM	Electric Services (4911)	850019030

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1269073	G Thomas Sategna	Alvarado Square Ms 2850 Albuquerque NM 87158	Vp And Corp Cntrl	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-11-09	7,500	$13.17	26,066	No	4	M	Direct
Common Stock	Disposition	2011-11-09	7,500	$18.39	18,566	No	4	S	Direct
Common Stock	Disposition	2011-11-09	10,923	$18.36	7,642	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2011-11-09	7,500	$18.39	7,500	$13.17

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
34,800		2018-02-19	No	4	M	Direct

Footnotes

Based on the closing price on the date of the grant.
The options vest in three equal annual installments from grant date of issuance.
Reflects the sale of vested stock.