Filing Details

Accession Number:
0001108426-11-000086
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-10 18:07:54
Reporting Period:
2011-11-09
Filing Date:
2011-11-10
Accepted Time:
2011-11-10 18:07:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108426 Pnm Resources Inc PNM Electric Services (4911) 850019030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1350048 N Charles Eldred Alvarado Square
Ms-2850
Albuquerque NM 87158
Exec Vp, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-09 8,334 $12.22 60,107 No 4 M Direct
Common Stock Acquisiton 2011-11-09 24,000 $13.17 84,107 No 4 M Direct
Common Stock Disposition 2011-11-09 8,334 $18.40 75,773 No 4 S Direct
Common Stock Disposition 2011-11-09 24,000 $18.40 51,773 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Acquisiton 2011-11-09 8,334 $18.40 8,334 $13.17
Common Stock Stock Options Acquisiton 2011-11-09 24,000 $18.40 24,000 $12.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,670 2020-02-26 No 4 M Direct
66,670 2018-02-19 No 4 O Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 980 Indirect PNMR Common Stock Fund - PNM Resources, Inc. 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Shares $0.00 5,961 5,961 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
5,961 5,961 Indirect
Footnotes
  1. Based on the closing price on the date of the grant.
  2. Total represents shares of PNM Resources, Inc. Common Stock acquired under the PNM Resources, Inc. 401(k) Plan. Information is based on a plan statement dated 10/31/11.
  3. The options vest in three equal annual installments from grant date of issuance.
  4. Total represents phantom stock shares of PNM Resources, Inc. Common Stock acquired under the PNM Resources, Inc. Executive Savings Plan. Information is based on a plan statement dated 10/31/11.
  5. The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan, and will settle upon the Reporting Person's retirement or other termination of service.
  6. The security converts to common stock on a one-for-one basis.