Filing Details
- Accession Number:
- 0001209191-11-055477
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-10 16:54:53
- Reporting Period:
- 2011-11-09
- Filing Date:
- 2011-11-10
- Accepted Time:
- 2011-11-10 16:54:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1378946 | People's United Financial Inc. | PBCT | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1391817 | R Robert D'amore | People'S United Bank 850 Main Street Bridgeport CT 06604 | Sen. Exec. Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-09 | 42,525 | $9.45 | 529,992 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-09 | 42,525 | $12.51 | 487,467 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Option to Buy | Disposition | 2011-11-09 | 42,525 | $0.00 | 42,525 | $9.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-19 | No | 4 | M | Direct |
Footnotes
- Includes 49,731 shares owned indirectly through the People's United Bank 401(k) Plan. Also includes 2,042 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan. Information is based on 9/30/11 Plan statements.
- This transaction was executed in multiple trades at prices ranging from $12.4682 to $12.6000. The reported price reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Not subject to previously reported periodic vesting due to discretionary acceleration in December 2005.