Filing Details
- Accession Number:
- 0001209191-11-055458
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-10 16:16:24
- Reporting Period:
- 2011-11-08
- Filing Date:
- 2011-11-10
- Accepted Time:
- 2011-11-10 16:16:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203980 | George A Battle | 901 Marquette Avenue Suite 3200 Minneapolis MN 55402 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-08 | 33,750 | $26.49 | 77,401 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-08 | 32,300 | $35.00 | 45,101 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-11-08 | 33,750 | $0.00 | 33,750 | $26.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-02-05 | 2012-02-05 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to insider's 10b5-1 plan.
- This transaction was executed in multiple trades at prices ranging from $35.000 to $35.040. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- 32,713 shares are held directly; 8,388 shares are held by adult son and 4,000 shares are held by adult daughter; neither of who share the reporting person's household. Reporting person has authority to make investment decisions on behalf of both adult children's accounts. The reporting person disclaims beneficial ownership of his adult children's securities and this categorization shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
Billionaire Hedge Funds
