Filing Details
- Accession Number:
- 0001077771-11-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-10 15:09:50
- Reporting Period:
- 2011-11-09
- Filing Date:
- 2011-11-10
- Accepted Time:
- 2011-11-10 15:09:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1077771 | Umpqua Holdings Corp | UMPQ | Savings Institution, Federally Chartered (6035) | 931261319 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254397 | Y Peggy Fowler | One Sw Columbia Street, Suite 1200 Portland OR 97258 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-09 | 3,000 | $11.70 | 7,969 | No | 4 | P | Indirect | by Fowler Trust |
Common Stock | Acquisiton | 2011-11-09 | 3,000 | $11.72 | 10,969 | No | 4 | P | Indirect | by Fowler Trust |
Common Stock | Acquisiton | 2011-11-09 | 4,126 | $0.00 | 15,095 | No | 4 | J | Indirect | by Fowler Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by Fowler Trust |
No | 4 | P | Indirect | by Fowler Trust |
No | 4 | J | Indirect | by Fowler Trust |
Footnotes
- Not required.
- Holdings reported include shares acquired pursuant to the Issuer's Director Compensation Plan.