Filing Details
- Accession Number:
- 0001144204-11-062840
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-10 12:50:12
- Reporting Period:
- 2011-11-08
- Filing Date:
- 2011-11-10
- Accepted Time:
- 2011-11-10 12:50:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331301 | Smart Balance Inc. | SMBL | Food And Kindred Products (2000) | 202949397 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494221 | Terrence Schulke | 115 West Century Road, Suite 260 Paramus NJ 07652 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-08 | 10,000 | $5.58 | 39,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 480 | Indirect | By Son |
Footnotes
- The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.