Filing Details

Accession Number:
0001209191-11-055391
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-10 12:30:44
Reporting Period:
2011-11-09
Filing Date:
2011-11-10
Accepted Time:
2011-11-10 12:30:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280784 Hercules Technology Growth Capital Inc HTGC () 743113410
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1329390 A Manuel Henriquez C/O Hercules Technology Growth Capital
400 Hamilton Ave, Suite 310
Palo Alto CA 94301
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $0.001 Acquisiton 2011-11-09 2,500 $9.24 1,209,735 No 4 P Direct
Common Stock $0.001 Acquisiton 2011-11-09 2,500 $9.10 1,212,235 No 4 P Direct
Common Stock $0.001 Acquisiton 2011-11-10 2,000 $9.05 1,214,235 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct