Filing Details
- Accession Number:
- 0001209191-11-055391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-10 12:30:44
- Reporting Period:
- 2011-11-09
- Filing Date:
- 2011-11-10
- Accepted Time:
- 2011-11-10 12:30:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280784 | Hercules Technology Growth Capital Inc | HTGC | () | 743113410 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1329390 | A Manuel Henriquez | C/O Hercules Technology Growth Capital 400 Hamilton Ave, Suite 310 Palo Alto CA 94301 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.001 | Acquisiton | 2011-11-09 | 2,500 | $9.24 | 1,209,735 | No | 4 | P | Direct | |
Common Stock $0.001 | Acquisiton | 2011-11-09 | 2,500 | $9.10 | 1,212,235 | No | 4 | P | Direct | |
Common Stock $0.001 | Acquisiton | 2011-11-10 | 2,000 | $9.05 | 1,214,235 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |