Filing Details
- Accession Number:
- 0001140361-11-052794
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-10 12:05:57
- Reporting Period:
- 2011-11-08
- Filing Date:
- 2011-11-10
- Accepted Time:
- 2011-11-10 12:05:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72903 | Xcel Energy Inc | XEL | Electric & Other Services Combined (4931) | 410448030 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1401665 | C Michael Connelly | 414 Nicollet Mall Minneapolis MN 55401 | Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-08 | 16,000 | $25.90 | 104,545 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-08 | 16,000 | $26.23 | 88,545 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2011-11-08 | 16,000 | $0.00 | 16,000 | $25.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,225 | Indirect | 401K |
Footnotes
- Price is the volume weighted average selling price of all purchases by the reporting person on the transaction date. Actual prices ranged from 26.23 to 26.24. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Includes 2,719.595 shares of stock acquired pursuant to reinvestment of dividends.
- Between March 2, 2011 and November 8, 2011, the reporting person acquired approximately 186.933 shares of Xcel Energy common stock under the Xcel Energy 401(k) Savings Plan. The information in this report is based on a plan statement dated as of November 8, 2011.
- The option vested in three equal installments on December 12, 2002, 2003, 2004.
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