Filing Details

Accession Number:
0001104659-11-062818
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-11-09 19:50:27
Reporting Period:
2011-06-02
Filing Date:
2011-11-09
Accepted Time:
2011-11-09 19:50:27
Original Submission Date:
2011-10-31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197110 Iii Van G Wendell Auken 600 Townsend Street
San Francisco CA 94103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-06-02 1,800 $0.00 1,391 No 4 Z Direct
Common Stock Acquisiton 2011-06-02 1,800 $0.00 34,702 No 4 Z Indirect WG&ES VanAuken Trust
Common Stock Disposition 2011-10-28 5,201 $28.32 29,501 No 4 S Indirect WG&ES VanAuken Trust
Common Stock Disposition 2011-10-31 4,599 $27.70 24,902 No 4 S Indirect WG&ES VanAuken Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 Z Direct
No 4 Z Indirect WG&ES VanAuken Trust
No 4 S Indirect WG&ES VanAuken Trust
No 4 S Indirect WG&ES VanAuken Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,000 Indirect Dog Hill Partners LP
Common Stock 13,000 Indirect Dog Hill Partners LP
Footnotes
  1. Transfer of shares from directly held to indirectly held in Trust
  2. Dog Hill Partners LP
  3. Wendell G & Ethel S Van Auken Charitable Remainder Unitrust U/A/D 7/29/96