Filing Details
- Accession Number:
- 0001104659-11-062818
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-11-09 19:50:27
- Reporting Period:
- 2011-06-02
- Filing Date:
- 2011-11-09
- Accepted Time:
- 2011-11-09 19:50:27
- Original Submission Date:
- 2011-10-31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197110 | Iii Van G Wendell Auken | 600 Townsend Street San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-06-02 | 1,800 | $0.00 | 1,391 | No | 4 | Z | Direct | |
Common Stock | Acquisiton | 2011-06-02 | 1,800 | $0.00 | 34,702 | No | 4 | Z | Indirect | WG&ES VanAuken Trust |
Common Stock | Disposition | 2011-10-28 | 5,201 | $28.32 | 29,501 | No | 4 | S | Indirect | WG&ES VanAuken Trust |
Common Stock | Disposition | 2011-10-31 | 4,599 | $27.70 | 24,902 | No | 4 | S | Indirect | WG&ES VanAuken Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | Z | Direct | |
No | 4 | Z | Indirect | WG&ES VanAuken Trust |
No | 4 | S | Indirect | WG&ES VanAuken Trust |
No | 4 | S | Indirect | WG&ES VanAuken Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,000 | Indirect | Dog Hill Partners LP |
Common Stock | 13,000 | Indirect | Dog Hill Partners LP |
Footnotes
- Transfer of shares from directly held to indirectly held in Trust
- Dog Hill Partners LP
- Wendell G & Ethel S Van Auken Charitable Remainder Unitrust U/A/D 7/29/96