Filing Details
- Accession Number:
- 0001079023-11-000182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-09 19:20:13
- Reporting Period:
- 2011-11-07
- Filing Date:
- 2011-11-09
- Accepted Time:
- 2011-11-09 19:20:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1079023 | Varian Semiconductor Equipment Associates Inc | VSEA | Special Industry Machinery, Nec (3559) | 770501994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1265119 | Dennis Schmal | 35 Dory Road Gloucester MA 01930 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-07 | 13,500 | $17.89 | 41,623 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-07 | 13,500 | $62.97 | 28,123 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-11-07 | 13,500 | $62.97 | 13,500 | $17.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-02-25 | 2013-02-25 | No | 4 | M | Direct |
Footnotes
- The Options vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested at the end of four (4) years.