Filing Details
- Accession Number:
- 0001001250-11-000185
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-09 16:50:33
- Reporting Period:
- 2011-11-08
- Filing Date:
- 2011-11-09
- Accepted Time:
- 2011-11-09 16:50:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206140 | Cedric Prouve | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Group President, International | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-11-08 | 50,000 | $39.56 | 95,828 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2011-11-08 | 50,000 | $42.58 | 145,828 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2011-11-08 | 41,666 | $52.83 | 187,494 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-11-08 | 141,666 | $117.19 | 45,828 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (Right to Buy) | Disposition | 2011-11-08 | 50,000 | $0.00 | 50,000 | $39.56 |
Class A Common Stock | Option (Right to Buy) | Disposition | 2011-11-08 | 50,000 | $0.00 | 50,000 | $42.58 |
Class A Common Stock | Option (Right to Buy) | Disposition | 2011-11-08 | 41,666 | $0.00 | 41,666 | $52.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-01-01 | 2016-09-20 | No | 4 | M | Direct |
0 | 2011-01-01 | 2017-09-21 | No | 4 | M | Direct |
20,834 | 2009-09-11 | 2018-09-11 | No | 4 | M | Direct |
Footnotes
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $116.86 to $117.56, inclusive.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,666 shares exercisable from and after January 1, 2008, 16,667 shares exercisable from and after January 1, 2009, and 16,667 shares exercisable from and after January 1, 2010.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,666 shares exercisable from and after January 1, 2009, 16,667 shares exercisable from and after January 1, 2010, and 16,667 shares exercisable from and after January 1, 2011.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 20,833 shares exercisable from and after January 1, 2010, 20,833 shares exercisable from and after January 1, 2011, and 20,834 shares exercisable from and after January 1, 2012.
- Not applicable.
- The Reporting Person also has options to purchase at various prices 163,850 shares of Class A Common Stock, 22,500 of which are currently exercisable.