Filing Details

Accession Number:
0001209191-11-055256
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-09 16:34:05
Reporting Period:
2011-11-07
Filing Date:
2011-11-09
Accepted Time:
2011-11-09 16:34:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000209 Medallion Financial Corp TAXI Finance Services (6199) 043291176
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1330275 John Jeffrey Yin C/O Medallion Financial Corp.
437 Madison Avenue
New York NY 10022
See General Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-07 20,000 $9.60 22,491 No 4 M Direct
Common Stock Acquisiton 2011-11-07 3,209 $9.22 25,700 No 4 M Direct
Common Stock Disposition 2011-11-07 21,209 $11.82 4,491 No 4 S Direct
Common Stock Acquisiton 2011-11-08 6,791 $9.22 11,282 No 4 M Direct
Common Stock Disposition 2011-11-08 6,791 $11.71 4,491 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock (right to buy) Disposition 2011-11-07 20,000 $0.00 20,000 $9.60
Common Stock Common Stock (right to buy) Disposition 2011-11-07 3,209 $0.00 1,209 $9.22
Common Stock Common Stock (right to buy) Disposition 2011-11-08 6,791 $0.00 6,791 $9.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2005-07-27 2015-07-27 No 4 M Direct
6,791 2008-04-03 2018-04-03 No 4 M Direct
0 2008-04-03 2018-04-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,200 Indirect See Footnote
Footnotes
  1. Represents shares beneficially owned by the Mr. Yin's individual retirement account.
  2. One-third of the options vested on the date of grant, one-third of the options vested on the second anniversary of the date of grant and the balance vested on the third anniversary of the date of grant. All options have fully vested.
  3. One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.