Filing Details
- Accession Number:
- 0001209191-11-055256
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-09 16:34:05
- Reporting Period:
- 2011-11-07
- Filing Date:
- 2011-11-09
- Accepted Time:
- 2011-11-09 16:34:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000209 | Medallion Financial Corp | TAXI | Finance Services (6199) | 043291176 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1330275 | John Jeffrey Yin | C/O Medallion Financial Corp. 437 Madison Avenue New York NY 10022 | See General Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-07 | 20,000 | $9.60 | 22,491 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-07 | 3,209 | $9.22 | 25,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-07 | 21,209 | $11.82 | 4,491 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-08 | 6,791 | $9.22 | 11,282 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-08 | 6,791 | $11.71 | 4,491 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (right to buy) | Disposition | 2011-11-07 | 20,000 | $0.00 | 20,000 | $9.60 |
| Common Stock | Common Stock (right to buy) | Disposition | 2011-11-07 | 3,209 | $0.00 | 1,209 | $9.22 |
| Common Stock | Common Stock (right to buy) | Disposition | 2011-11-08 | 6,791 | $0.00 | 6,791 | $9.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2005-07-27 | 2015-07-27 | No | 4 | M | Direct |
| 6,791 | 2008-04-03 | 2018-04-03 | No | 4 | M | Direct |
| 0 | 2008-04-03 | 2018-04-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,200 | Indirect | See Footnote |
Footnotes
- Represents shares beneficially owned by the Mr. Yin's individual retirement account.
- One-third of the options vested on the date of grant, one-third of the options vested on the second anniversary of the date of grant and the balance vested on the third anniversary of the date of grant. All options have fully vested.
- One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.
Billionaire Hedge Funds
