Filing Details
- Accession Number:
- 0001127602-11-029144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-09 16:33:51
- Reporting Period:
- 2011-11-07
- Filing Date:
- 2011-11-09
- Accepted Time:
- 2011-11-09 16:33:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326160 | Duke Energy Corp | DUK | Electric & Other Services Combined (4931) | 202777218 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230175 | J Lynn Good | 526 S. Church Street Charlotte NC 28202 | Grp Exec & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-07 | 4,555 | $12.50 | 140,482 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-07 | 14,663 | $14.15 | 155,145 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-07 | 15,132 | $15.26 | 170,277 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-07 | 3,588 | $15.33 | 173,865 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-07 | 37,938 | $20.56 | 135,927 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-07 | 4,555 | $0.00 | 4,555 | $12.50 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-07 | 14,663 | $0.00 | 14,663 | $14.15 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-07 | 15,132 | $0.00 | 15,132 | $15.26 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-07 | 3,588 | $0.00 | 3,588 | $15.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-07-22 | No | 4 | M | Direct | |
| 0 | 2014-01-01 | No | 4 | M | Direct | |
| 0 | 2015-01-01 | No | 4 | M | Direct | |
| 0 | 2008-12-14 | 2015-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,981 | Indirect | By 401(k) |
| Common Stock | 3,987 | Indirect | By Spouse |
Footnotes
- All options became exercisable in connection with the April 3, 2006 merger between Duke Energy and Cinergy.
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