Filing Details
- Accession Number:
- 0001140361-11-052668
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-09 16:25:02
- Reporting Period:
- 2009-03-01
- Filing Date:
- 2011-11-09
- Accepted Time:
- 2011-11-09 16:25:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1232241 | Journal Communications Inc | JRN | Newspapers: Publishing Or Publishing & Printing (2711) | 200020198 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1239534 | J Steven Smith | Journal Communications, Inc. 333 W. State Street Milwaukee WI 53203 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2009-03-01 | 23 | $0.00 | 23 | No | 4 | W | Indirect | By IRA |
Class A Common Stock | Disposition | 2011-11-09 | 23 | $3.97 | 0 | No | 4 | S | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | W | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 100 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 27,639 | 781,521 | Direct | ||
Class B Common Stock | Stock Appreciation Right | $13.31 | 2017-02-16 | 220,000 | 220,000 | Direct | |
Class B Common Stock | Stock Appreciation Right | $0.00 | 2017-02-16 | 75,000 | 75,000 | Direct | |
Class B Common Stock | Stock Appreciation Right | $7.57 | 2018-02-15 | 224,000 | 224,000 | Direct | |
Class B Common Stock | Stock Appreciation Right | $0.00 | 2018-02-15 | 118,000 | 118,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
27,639 | 781,521 | Direct | |
2017-02-16 | 220,000 | 220,000 | Direct |
2017-02-16 | 75,000 | 75,000 | Direct |
2018-02-15 | 224,000 | 224,000 | Direct |
2018-02-15 | 118,000 | 118,000 | Direct |
Footnotes
- The Class B Common Stock is convertible into Class A Common Stock (subject to certain limitations specified in the Issuer's Amended and Restated Articles of Incorporation) on a 1-for-1 basis at no cost
- Includes 698 shares acquired under the Journal Communications, Inc. Employee Stock Purchase Plan on June 30, 2011.
- The stock appreciation right was granted February 16, 2007 to the reporting person under the Journal Communications, Inc. 2003 Equity Incentive Plan.
- The stock appreciation right vests and becomes exercisable in three equal annual installments on February 16, 2008, 2009 and 2010.
- The stock appreciation right has an escalating base value which starts with $13.31, the closing price of the Company's Class A Common Stock on the date of grant, and increases by 6% per year for each year that the stock appreciation right remains outstanding, starting on the first anniversary of the grant date.
- The stock appreciation right was granted February 15, 2008 to the reporting person under the Journal Communications, Inc. 2007 Omnibus Incentive Plan.
- The stock appreciation right vests and becomes exercisable in three equal annual installments on February 15, 2009, 2010 and 2011.
- The stock appreciation right has an escalating base value which starts with $7.57, the closing price of the Company's Class A Common Stock on the date of grant, and increases by 6% per year for each year that the stock appreciation right remains outstanding, starting on the first anniversary of the grant date.