Filing Details
- Accession Number:
- 0001104659-11-062623
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-09 14:39:04
- Reporting Period:
- 2011-11-08
- Filing Date:
- 2011-11-09
- Accepted Time:
- 2011-11-09 14:39:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1084961 | Encore Capital Group Inc | ECPG | Short-Term Business Credit Institutions (6153) | 481090909 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1041196 | Christopher J. Flowers | 717 Fifth Avenue, 26Th Floor New York NY 10022 | No | No | Yes | No | |
1397175 | Jcf Associates Ii-A Llc | 717 Fifth Avenue, 26Th Floor New York NY 10022 | No | No | Yes | No | |
1397176 | Jcf Associates Ii-A Lp | 717 Fifth Avenue, 26Th Floor New York NY 10022 | No | No | Yes | No | |
1397177 | Jcf Fpk I Lp | 717 Fifth Avenue, 26Th Floor New York NY 10022 | No | No | Yes | No | |
1514547 | L.p. Ii Associates Jcf | 717 Fifth Avenue, 26Th Floor New York NY 10022 | No | No | Yes | No | |
1514548 | Ltd. Ii Associates Jcf | 717 Fifth Avenue, 26Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-11-08 | 3,610,000 | $23.74 | 361,315 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 45,844 | Indirect | See Footnotes |
Footnotes
- This amount represents the $24.35 secondary public offering price per share of common stock of Encore Capital Group Inc. (the "Issuer") less the underwriting discount of $0.60875 per share.
- These shares are held directly by JCF FPK I L.P., the general partner of which is JCF Associates II-A L.P., the general partner of which is JCF Associates, II-A LLC, the sole member of which is JCF Associates II L.P., the general partner of which is JCF Associates II L.P., the sole director of which is J. Christopher Flowers.
- These shares represent deferred issuance restricted stock units ("RSUs") that were granted to Timothy Hanford and John Oros as compensation for their service as directors of the Issuer. RSUs held by Mr. Hanford and Mr. Oros are transferred to J.C. Flowers & Co. LLC ("JCF LLC") upon their resignation as directors of the Issuer. Mr. Flowers is the sole member of JCF LLC. JCF FPK I L.P., JCF Associates II-A L.P., JCF Associates, II-A LLC and JCF Associates II L.P. may be deemed to have an indirect economic interest in the value of securities held by or for the benefit of JCF LLC, although they have no investment control over such securities.
- JCF LLC directly holds 23,214 shares. Mr. Oros holds 22,630 RSUs for the benefit of JCF LLC.
- Each of JCF Associates II-A L.P., JCF Associates II-A LLC, JCF Associates II L.P., JCF Associates II Ltd. and Mr. Flowers disclaims beneficial ownership of the securities reported herein except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed to be an admission that any of JCF Associates II-A L.P., JCF Associates II-A LLC, JCF Associates II L.P., JCF Associates II Ltd. or Mr. Flowers has beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder or for any other purpose.