Filing Details
- Accession Number:
- 0001179110-11-014987
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-09 14:13:45
- Reporting Period:
- 2011-11-07
- Filing Date:
- 2011-11-09
- Accepted Time:
- 2011-11-09 14:13:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1012019 | Rush Enterprises Inc | RUSH | Retail-Auto Dealers & Gasoline Stations (5500) | 741733016 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1036504 | Marvin W Rush | 555 Ih 35 South, Suite 500 New Braunfels TX 78130 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2011-11-07 | 12,250 | $10.51 | 60,637 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-11-07 | 12,250 | $19.68 | 48,387 | No | 4 | S | Direct | |
| Class B Common Stock | Acquisiton | 2011-11-07 | 18,170 | $2.49 | 1,122,995 | No | 4 | M | Direct | |
| Class B Common Stock | Disposition | 2011-11-07 | 18,170 | $16.16 | 1,104,825 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2011-11-08 | 23,800 | $10.51 | 72,187 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-11-08 | 23,800 | $19.71 | 48,387 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option to buy | Disposition | 2011-11-07 | 12,250 | $0.00 | 12,250 | $10.51 |
| Class B Common Stock | Option to buy | Disposition | 2011-11-07 | 18,170 | $0.00 | 18,170 | $2.49 |
| Class A Common Stock | Option to buy | Disposition | 2011-11-08 | 23,800 | $0.00 | 23,800 | $10.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,750 | 2015-03-15 | No | 4 | M | Direct | |
| 6,828 | 2013-03-15 | No | 4 | M | Direct | |
| 8,950 | 2015-03-15 | No | 4 | M | Direct |
Footnotes
- Includes unvested restricted stock units.
- Includes 657 shares acquired on July 6, 2011, under the Rush Enterprises, Inc. Employee Stock Purchase Plan.
- This option was previously reported as covering 30,000 shares at an exercise price of $15.76 per share but was adjusted as a result of the 3-for-2 stock split of Common Stock of Rush Enterprises, Inc. on October 10, 2007.
- Option vested in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. Grant date is 10 years prior to expiration date.
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