Filing Details
- Accession Number:
- 0000066756-11-000127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-09 12:59:59
- Reporting Period:
- 2011-11-08
- Filing Date:
- 2011-11-09
- Accepted Time:
- 2011-11-09 12:59:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66756 | Allete Inc | ALE | Electric & Other Services Combined (4931) | 410418150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1283203 | A Deborah Amberg | 30 West Superior Street Duluth MN 55802 | Srvp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-08 | 1,209 | $29.79 | 8,718 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-08 | 1,209 | $23.79 | 9,927 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-08 | 2,418 | $38.85 | 7,509 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-08 | 1,209 | $0.00 | 1,209 | $29.79 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-08 | 1,209 | $0.00 | 1,209 | $23.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-02 | No | 4 | M | Direct | |
| 0 | 2013-02-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,452 | Indirect | By RSOP Trust |
Footnotes
- Includes shares acquired in exempt transactions under ALLETE's stock purchase and dividend reinvestment plan, based on plan information available as of October 31, 2011.
- Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of October 31, 2011.
- The option vested in three equal installments on January 2, 2003, January 2, 2004 and January 2, 2005, respectively.
- The option vested in three equal installments on February 3, 2004, Febraury 3, 2005 and February 3, 2006, respectively.
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