Filing Details
- Accession Number:
- 0001318148-10-001389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-07 16:19:04
- Reporting Period:
- 2010-09-02
- Filing Date:
- 2010-09-07
- Accepted Time:
- 2010-09-07 16:19:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056288 | Federated Investors Inc | FII | Investment Advice (6282) | 251111467 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1061432 | W John Mcgonigle | Federated Investors Tower 1001 Liberty Avenue Pittsburgh PA 15222-3779 | Vice Chairman, Sec, Exec Vp | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Disposition | 2010-09-02 | 392,532 | $0.00 | 3,925,324 | No | 4 | S | Indirect | Held indirectly by Fairview Partners, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held indirectly by Fairview Partners, L.P. |
Footnotes
- The reported securities are held by Fairview Partners, a limited partnership of which 713 Investment Corp is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On September 2, 2010, the reporting person and his wife sold a 10% interest in Fairview Partners to The John W. and Mary Ita McGonigle Grantor Dynasty Trust established for the benefit of the reporting person's grandchildren and their descendents. The interest was sold in exchange for notes, equal to the value of the 10% partnership interest and was done for family wealth transfer purposes. The FII Class B common stock held by Fairview Partners was valued at $21.53 per share on the date of the transaction. The reporting person disclaims beneficial ownership of the FII Class B Common Stock held by Fairview Partners except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.
- In addition to the holdings set forth in Table I: 95, 908 shares held indirectly by 713 Investment Partners, L.P.; and 19,453 Shares held indirectly by Grantor Trusts.