Filing Details
- Accession Number:
- 0001140361-11-052434
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-08 19:27:18
- Reporting Period:
- 2011-11-04
- Filing Date:
- 2011-11-08
- Accepted Time:
- 2011-11-08 19:27:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917968 | Peets Coffee & Tea Inc | PEET | Miscellaneous Food Preparations & Kindred Products (2090) | 910863396 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224812 | Patrick Odea | C/O Peet'S Coffee &Amp; Tea, Inc. 1400 Park Avenue Emeryville CA 94608 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-04 | 29,100 | $23.57 | 98,756 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-04 | 10,358 | $60.97 | 88,398 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-04 | 18,642 | $60.97 | 69,756 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-04 | 100 | $61.95 | 69,656 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-07 | 900 | $23.57 | 70,556 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-07 | 33,500 | $26.34 | 104,056 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-07 | 30,810 | $58.89 | 73,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-07 | 3,490 | $58.89 | 69,756 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-07 | 100 | $60.60 | 69,656 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-08 | 16,498 | $26.34 | 86,154 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-08 | 23,837 | $26.48 | 109,991 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-08 | 12,700 | $26.50 | 122,691 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-08 | 46,015 | $58.37 | 76,676 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-08 | 7,020 | $58.37 | 69,656 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-04 | 29,100 | $0.00 | 29,100 | $23.57 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-07 | 900 | $0.00 | 900 | $23.57 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-07 | 33,500 | $0.00 | 33,500 | $26.34 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-08 | 16,498 | $0.00 | 16,498 | $26.34 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-08 | 23,837 | $0.00 | 23,837 | $26.48 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-08 | 12,700 | $0.00 | 12,700 | $26.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,900 | 2018-05-21 | No | 4 | M | Direct | |
| 10,000 | 2018-05-21 | No | 4 | M | Direct | |
| 66,500 | 2019-05-20 | No | 4 | M | Direct | |
| 50,002 | 2019-05-20 | No | 4 | M | Direct | |
| 2,648 | 2015-05-17 | No | 4 | M | Direct | |
| 0 | 2017-05-23 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Represents weighted average sales price. The shares were sold at prices ranging from $59.89 to $60.89. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $60.92 to $61.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $58.33 to $59.32 The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $59.35 to $60.31. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $57.74 to $58.73 The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $58.74 to $59.45 The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vests 25% per year over 4 years beginning on 5/21/08.
- Not applicable.
- The option vests 25% per year over 4 years beginning on 5/20/09.
- Vested as to shares that are being exercised.
- The option vests 25% per year over 4 years beginning on 5/23/07.
Billionaire Hedge Funds
