Filing Details
- Accession Number:
- 0001140361-11-052433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-08 19:26:19
- Reporting Period:
- 2011-11-04
- Filing Date:
- 2011-11-08
- Accepted Time:
- 2011-11-08 19:26:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917968 | Peets Coffee & Tea Inc | PEET | Miscellaneous Food Preparations & Kindred Products (2090) | 910863396 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251653 | Tom Cawley | 1400 Park Avenue Emeryville CA 94608 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-04 | 5,000 | $22.84 | 9,778 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-04 | 3,000 | $26.48 | 12,778 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-04 | 8,000 | $61.53 | 4,778 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-07 | 5,236 | $22.84 | 10,014 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-07 | 5,236 | $58.91 | 4,778 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-04 | 5,000 | $0.00 | 5,000 | $22.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-04 | 3,000 | $0.00 | 3,000 | $26.48 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-07 | 5,236 | $0.00 | 5,236 | $22.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,236 | 2014-05-27 | No | 4 | M | Direct | |
| 10,624 | 2015-05-17 | No | 4 | M | Direct | |
| 0 | 2014-05-27 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Represents weighted average sales price. The shares were sold at prices ranging from $61.20 to $61.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $58.75 to $59.70. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Fully vested as to shares being exercised.
- Inapplicable.
Billionaire Hedge Funds
