Filing Details
- Accession Number:
- 0001181431-11-055443
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-08 18:48:07
- Reporting Period:
- 2011-11-04
- Filing Date:
- 2011-11-08
- Accepted Time:
- 2011-11-08 18:48:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927066 | Davita Inc | DVA | Services-Misc Health & Allied Services, Nec (8090) | 510354549 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1449093 | T David Shapiro | C/O Davita Inc. 1551 Wewatta Street Denver CO 80202 | Chief Compliance Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-04 | 5,000 | $46.26 | 9,907 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-04 | 3,147 | $73.52 | 6,760 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-11-04 | 1,853 | $72.71 | 4,907 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2011-11-04 | 5,000 | $0.00 | 5,000 | $46.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,000 | 2010-03-02 | 2014-03-02 | No | 4 | M | Direct |
Footnotes
- Stock Appreciation Right, pursuant to the 2002 Equity Compensation Plan (as amended and restated, the "DaVita Inc. 2011 Incentive Award Plan", effective June 6, 2011), which vests 25% on the first anniversary of the grant date, 8.33% on the 20th month following the grant date, and 8.33% every 4 months thereafter.
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/16/11.