Filing Details
- Accession Number:
- 0001209191-11-055003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-08 17:20:52
- Reporting Period:
- 2011-11-04
- Filing Date:
- 2011-11-08
- Accepted Time:
- 2011-11-08 17:20:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1267238 | Assurant Inc | AIZ | Accident & Health Insurance (6321) | 391126612 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331472 | Craig S Lemasters | Assurant, Inc. One Chase Manhattan Plaza, 41 Fl. New York NY 10005 | Exec. Vp | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-04 | 8,897 | $22.00 | 79,938 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-04 | 5,093 | $38.43 | 74,845 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2011-11-04 | 1,615 | $38.43 | 73,230 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-11-04 | 16,065 | $22.88 | 89,295 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-04 | 9,564 | $38.43 | 79,731 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2011-11-04 | 2,760 | $38.43 | 76,971 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-11-07 | 3,530 | $38.68 | 73,441 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-07 | 1,900 | $38.69 | 71,541 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-07 | 500 | $38.70 | 71,041 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2011-11-04 | 8,897 | $0.00 | 8,897 | $22.00 |
| Common Stock | Stock Appreciation Right | Disposition | 2011-11-04 | 16,065 | $0.00 | 16,065 | $22.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-02-04 | 2012-01-01 | No | 4 | M | Direct |
| 0 | 2005-02-04 | 2012-01-01 | No | 4 | M | Direct |
Footnotes
- Includes a total of 5,930 shares (rounded to the nearest whole share) granted to Reporting Person pursuant to exercise of these SARs.
- Includes 229.7583 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on June 30, 2011.
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