Filing Details
- Accession Number:
- 0000038725-11-000108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-08 17:07:19
- Reporting Period:
- 2011-11-04
- Filing Date:
- 2011-11-08
- Accepted Time:
- 2011-11-08 17:07:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38725 | Franklin Electric Co Inc | FELE | Motors & Generators (3621) | 350827455 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1210705 | Scott R Trumbull | Franklin Electric Co., Inc. 400 E Spring Street Bluffton IN 46714 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-11-04 | 56,311 | $48.69 | 24,119 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-11-04 | 24,119 | $48.69 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | option | Disposition | 2011-11-04 | 80,430 | $0.00 | 80,430 | $24.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,500 | Direct | |
Common Stock | 13,564 | Direct | |
Common Stock | 1,814 | Direct | |
Common Stock | 164,657 | Direct | |
Common Stock | 2,711 | Indirect | 401K |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | option | $29.95 | 2014-02-12 | 60,800 | 60,800 | Direct | |
Common Stock | option | $40.93 | 2015-02-10 | 30,200 | 91,000 | Direct | |
Common Stock | option | $45.90 | 2016-02-17 | 18,500 | 109,500 | Direct | |
Common Stock | option | $48.87 | 2017-02-09 | 14,500 | 124,000 | Direct | |
Common Stock | option | $32.19 | 2018-02-28 | 57,300 | 181,300 | Direct | |
Common Stock | option | $17.34 | 2019-03-05 | 100,000 | 281,300 | Direct | |
Common Stock | option | $28.82 | 2020-02-22 | 39,900 | 321,200 | Direct | |
Common Stock | option | $43.43 | 2021-03-02 | 43,096 | 364,296 | Direct | |
Common Stock | stock units | $0.00 | 1,972 | 1,972 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-02-12 | 60,800 | 60,800 | Direct |
2015-02-10 | 30,200 | 91,000 | Direct |
2016-02-17 | 18,500 | 109,500 | Direct |
2017-02-09 | 14,500 | 124,000 | Direct |
2018-02-28 | 57,300 | 181,300 | Direct |
2019-03-05 | 100,000 | 281,300 | Direct |
2020-02-22 | 39,900 | 321,200 | Direct |
2021-03-02 | 43,096 | 364,296 | Direct |
1,972 | 1,972 | Direct |
Footnotes
- Holdings within the Franklin Electric Co., Inc. Directed Investment Salary Plan Trust. The information reported herein is based on a plan statement as of December 31, 2010.
- Shares vest at the end of 4 years.
- Awards vest in 3 equal installments of 1/3 each year, beginning on the first anniversary of the grant date.
- Options become exercisable in five equal installments of 1/5 each year, beginning on the first anniversary of the grant date.
- The options become exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.
- Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the board of directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Trumbull elected to receive his 2009 board of directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the board of directors (e.g. Stock Units). At distribution, Mr. Trumbull may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.