Filing Details
- Accession Number:
- 0001181431-11-055376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-08 17:06:01
- Reporting Period:
- 2011-11-05
- Filing Date:
- 2011-11-08
- Accepted Time:
- 2011-11-08 17:06:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296378 | Dimitrios Dimitrelis | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | Vice President Of Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-11-05 | 4,622 | $49.30 | 66,778 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-11-07 | 984 | $16.86 | 67,762 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-07 | 3,298 | $15.15 | 71,060 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-07 | 3,300 | $13.93 | 74,360 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-07 | 7,582 | $49.30 | 66,778 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-07 | 5,278 | $49.33 | 61,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-11-07 | 3,300 | $0.00 | 6,600 | $13.93 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-11-07 | 3,298 | $0.00 | 3,298 | $15.15 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-11-07 | 984 | $0.00 | 984 | $16.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,300 | 2009-01-07 | 2018-01-06 | No | 4 | M | Direct |
| 0 | 2008-06-05 | 2017-06-04 | No | 4 | M | Direct |
| 0 | 2007-02-23 | 2017-02-22 | No | 4 | M | Direct |
Footnotes
- Withholding of shares incident to receipt of award to satisfy tax liability in accordance with Rule 16b-3.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.3008 to $49.301. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.3306 to $49.331. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
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