Filing Details
- Accession Number:
- 0001111928-11-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-08 16:15:32
- Reporting Period:
- 2011-11-04
- Filing Date:
- 2011-11-08
- Accepted Time:
- 2011-11-08 16:15:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1111928 | Ipg Photonics Corp | IPGP | Semiconductors & Related Devices (3674) | 043444218 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392059 | H William Shiner | C/O Ipg Photonics Corporation 50 Old Webster Road Oxford MA 01540 | Vp, Industrial Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-04 | 6,667 | $6.45 | 40,703 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-04 | 5,532 | $8.26 | 46,235 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-04 | 12,199 | $51.23 | 34,036 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-04 | 6,667 | $0.00 | 6,667 | $6.45 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-04 | 3,938 | $0.00 | 3,938 | $8.26 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-04 | 1,594 | $0.00 | 1,594 | $8.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-06-21 | No | 4 | M | Direct | |
| 14,062 | 2019-02-25 | No | 4 | M | Direct | |
| 0 | 2019-02-25 | No | 4 | M | Direct |
Footnotes
- The reported transaction involved sales transactions from $50.42 to $51.97 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- These options are exercisable in 5 equal annual installments beginning on 6/21/07.
- Vesting in 32 equal monthly installments commencing May 1, 2011 through December 1, 2013 inclusive.
- Vesting 50% on December 1, 2009 and the balance in 12 equal monthly installments commencing January 1, 2010 through December 1, 2010 inclusive.
Billionaire Hedge Funds
