Filing Details
- Accession Number:
- 0001209191-11-054935
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-08 15:59:07
- Reporting Period:
- 2011-11-04
- Filing Date:
- 2011-11-08
- Accepted Time:
- 2011-11-08 15:59:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1042046 | American Financial Group Inc | AFG | Fire, Marine & Casualty Insurance (6331) | 311544320 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 942082 | Iii H Carl Lindner | One East Fourth Street Cincinnati OH 45202 | Co-Ceo & Co-President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-05-06 | 5,708 | $0.00 | 2,742,675 | No | 5 | G | Indirect | #1 |
| Common Stock | Acquisiton | 2011-07-13 | 742 | $0.00 | 2,776,324 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2011-08-17 | 1,428 | $0.00 | 2,774,896 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2011-08-25 | 4,813 | $0.00 | 2,770,083 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2011-08-30 | 9,039 | $0.00 | 2,761,044 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2011-08-31 | 18,073 | $0.00 | 2,780,651 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2011-11-04 | 50,000 | $35.86 | 2,730,651 | No | 4 | S | Indirect | #1 |
| Common Stock | Acquisiton | 2011-07-13 | 742 | $0.00 | 36,601 | No | 5 | G | Indirect | #2 |
| Common Stock | Disposition | 2011-11-04 | 50,000 | $35.79 | 1,418,500 | No | 4 | S | Indirect | #12 |
| Common Stock | Acquisiton | 2011-07-13 | 742 | $0.00 | 742 | No | 5 | G | Indirect | #28 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 4 | S | Indirect | #1 |
| No | 5 | G | Indirect | #2 |
| No | 4 | S | Indirect | #12 |
| No | 5 | G | Indirect | #28 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 176,166 | Indirect | #21 |
| Common Stock | 113,091 | Indirect | #22 |
| Common Stock | 146,659 | Indirect | #25 |
| Common Stock | 1,780,337 | Indirect | #26 |
| Common Stock | 77,671 | Indirect | #27 |
Footnotes
- Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
- On June 30, 2011, there was a GRAT distribution of 32,907 shares of AFG Common Stock from indirect #26 to Indirect #1.
- On September 30, 2011, there was a GRAT distribution of 37,680 shares of AFG Common Stock from Indirect #26 to Indirect #1.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.76 to $35.99 inclusive.
- Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.66 to $35.92, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (6) to this Form 4.
- Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC
- Indirect #21: Doug Marcian, TTEE MBL Trust Dtd 10/26/05.
- Indirect #22: Doug Marcian, TTEE GD Trust Dtd 10/26/05.
- Indirect #25: Lou Ann Flint TTEE MBL 2009 Consolidation Trust DTD 12/22/09.
- Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10.
- Indirect #27: Lou Ann Flint TTEE MBL 2009 Trust DTD 4/13/2009.
- Indirect #28 MBL TTEE MBL Trust DTD 1/17/2008
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