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Home > Insider Trading > Filing (0001225208-11-024523)

Filing Details

Accession Number:: 0001225208-11-024523
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2011-11-08 14:47:12
Reporting Period:: 2011-09-30

Filing Date:: 2011-11-08
Accepted Time:: 2011-11-08 14:47:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720005	Raymond James Financial Inc	RJF	Security Brokers, Dealers & Flotation Companies (6211)	591517485

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1500125	L Gordon Johnson	880 Carillon Parkway St. Petersburg FL 33716		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-08-01	800	$31.58	900	No	4	P	Direct
Common Stock	Acquisiton	2011-08-31	150	$28.06	1,050	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	100	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00		2016-02-25	2,000	2,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-02-25	2,000	2,000	Direct

Footnotes

Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
Restricted Stock Units vest 60% on 02/25/2014, 20% on 02/25/2015 and 20% on 02/25/2016.