Filing Details
- Accession Number:
- 0001209191-11-054886
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-08 14:13:59
- Reporting Period:
- 2011-11-07
- Filing Date:
- 2011-11-08
- Accepted Time:
- 2011-11-08 14:13:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000209 | Medallion Financial Corp | TAXI | Finance Services (6199) | 043291176 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226955 | S Brian Oleary | C/O Medallion Financial Corp. 437 Madison Avenue New York NY 10022 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-07 | 16,667 | $7.90 | 18,544 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-07 | 100 | $11.56 | 18,444 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 901 | $11.58 | 17,543 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 600 | $11.59 | 16,943 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 400 | $11.59 | 16,543 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 100 | $11.60 | 16,443 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 100 | $11.66 | 16,343 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 300 | $11.66 | 16,043 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 200 | $11.66 | 15,843 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 500 | $11.67 | 15,343 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 100 | $11.67 | 15,243 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 65 | $11.68 | 15,178 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 116 | $11.69 | 15,062 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 300 | $11.71 | 14,762 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 100 | $11.71 | 14,662 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 500 | $11.71 | 14,162 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 700 | $11.71 | 13,462 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 100 | $11.72 | 13,362 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 2,585 | $11.72 | 10,777 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 100 | $11.72 | 10,677 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 500 | $11.72 | 10,177 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 200 | $11.72 | 9,977 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 500 | $11.73 | 9,477 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 2,600 | $11.80 | 6,877 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 100 | $11.81 | 6,777 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 200 | $11.81 | 6,577 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 800 | $11.81 | 5,777 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 100 | $11.82 | 5,677 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-07 | 100 | $11.82 | 5,577 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock (right to buy) | Disposition | 2011-11-07 | 16,667 | $0.00 | 16,667 | $7.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,000 | 2001-12-31 | 2011-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,566 | Indirect | See Footnote |
Footnotes
- These shares are held by Charles Schwab & Co., Inc. in an Individual Retirement Account for the benefit of Brian S. O'Leary.
- One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.